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1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-05 |
| TX | RA | APPROVED | 2023-10-05 |
Branch Locations
2101 Cedar Springs Road Suite 650, Dallas, TX 75201 • United States
1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Plano | TX | 07/2022 | 09/2023 |
| Reardon & Company | St. Louis | MO | 06/2015 | 06/2022 |
| Northwestern Mutual | St. Louis | MO | 05/2020 | 12/2021 |
| Rhodes College Finance Office | Memphis | TN | 08/2018 | 05/2019 |
| Lido Advisors, Llc | Dallas | TX | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-16 |
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