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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-04-04 |
| OH | RA | APPROVED | 2025-04-04 |
| TX | RA | APPROVED | 2025-04-04 |
Branch Locations
100 Howe Drive, Covington, KY 41015-5000 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Forward Edge | Cincinnati | OH | 05/2018 | 12/2018 |
| Atlantic Energy | Deerfield Beach | FL | 06/2019 | 08/2019 |
| Centre College | Danville | KY | 08/2017 | 05/2021 |
| Northwestern Mutual | Cincinnati | OH | 05/2020 | 02/2021 |
| Edelweiss Lodge And Resort | Garmisch Partenkirchen | 06/2021 | 04/2023 | |
| Northwestern Mutual Life Insurance Company | Cincinnati | OH | 07/2023 | 03/2024 |
| Unemployed | Cincinnati | OH | 06/2016 | 08/2017 |
| Atlantic Energy | Deerfield Beach | FL | 06/2019 | 08/2019 |
| Northwestern Mutual Life Insurance Company | Cincinnati | OH | 06/2023 | 03/2024 |
| Fidelity Investments | Covington | KY | 03/2024 | Present |
| Unemployed | Cincinnati | OH | 04/2023 | 05/2023 |
OBA-107873|OrgNmn:Uber|Org Addr:Cincinnati,Ohio,US|OBA Nature:Uber Driver|Invst Rel:N|Title:Independent Contractor|Duties:Driver|StrtDt:|TotHrs/mon:20|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-25 |
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