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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-10-30
TX RA APPROVED 2024-10-07
  • NH RA
    APPROVED
    Since 2024-10-30
  • TX RA
    APPROVED
    Since 2024-10-07

Branch Locations

1155 Elm Street Suite 501, Manchester, NH 03101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Merrimack NH 05/2020 11/2022
Unemployed Manchester NH 01/2020 05/2020
United Parcel Service Manchester NH 10/2019 01/2020
The Oar House Portsmouth NH 06/2019 10/2019
Skydive New England Lebanon ME 04/2019 10/2019
Chartreuse Bistro Norfolk VA 01/2019 04/2019
Unemployed Virginia Beach VA 11/2018 12/2018
Skydive New England Lebanon ME 04/2018 11/2018
Tuckaway Tavern And Butchery Raymond NH 08/2014 10/2018
Better Homes And Gardens/Masiello Group Real Estate Exeter NH 11/2013 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manchester NH 12/2022 10/2024
Ubs Financial Services, Inc Manchester NH 10/2024 Present
  • 05/2020 → 11/2022
    Fidelity Investments
    Merrimack, NH
  • 01/2020 → 05/2020
    Unemployed
    Manchester, NH
  • 10/2019 → 01/2020
    United Parcel Service
    Manchester, NH
  • 06/2019 → 10/2019
    The Oar House
    Portsmouth, NH
  • 04/2019 → 10/2019
    Skydive New England
    Lebanon, ME
  • 01/2019 → 04/2019
    Chartreuse Bistro
    Norfolk, VA
  • 11/2018 → 12/2018
    Unemployed
    Virginia Beach, VA
  • 04/2018 → 11/2018
    Skydive New England
    Lebanon, ME
  • 08/2014 → 10/2018
    Tuckaway Tavern And Butchery
    Raymond, NH
  • 11/2013 → 05/2018
    Better Homes And Gardens/Masiello Group Real Estate
    Exeter, NH
  • 12/2022 → 10/2024
    Manchester, NH
  • 10/2024 → Present
    Manchester, NH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-07
  • S66 Uniform Combined State Law Examination
    2020-12-07
Other Names
  • Frederick Joseph Kline
  • Frederick Kline

View on SEC IAPD

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