Adriana Serna

Current Employers

Employment History

• 04/2016 → 01/2017
  Morgan Stanley
  Farmington Hills, MI
• 01/2017 → 08/2017
  Morgan Stanley
  Bloomfield Hills, MI
• 08/2017 → 07/2021
  Ubs Financial Services
  Chicago, IL
• 07/2021 → 09/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
• 09/2022 → Present
  Jpmorgan Chase Bank, Na
  Chicago, IL
• 09/2022 → Present
  Jpmorgan Securities Llc
  Chicago, IL
• 08/2019 → Present
  Fundrise
  Washington, DC

Previous Registrations

• 2021-08-04 → 2022-09-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
• 2017-09-14 → 2021-07-23
  Ubs Financial Services Inc.
  Chicago, IL
• 2012-08-24 → 2017-08-14
  Morgan Stanley
  Chicago, IL
  Birmingham, MI
  Farmington Hills, MI
  Bloomfield Hills, MI
  Waukesha, WI
• 2009-02-23 → 2011-10-10
  Ubs Financial Services Inc.
  Washington, DC
• 2008-07-28 → 2008-11-26
  Homestead Advisers Corp.
  Arlington, VA
• 2007-10-03 → 2008-06-16
  Morgan Stanley & Co. Llc
  Atlanta, GA
  Chicago, IL

Other Businesses

Entity Name: Fundrise Investment related: No "Address: 11 Dupont Circle NW, 9th Fl Washington, DC 20036 www.fundrise.com" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/08/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Fundrise is a real estate crowdfunding platform. This is an external account opened prior to joining JPMC. I do not have a role nor responsibilities within the organization; it is not similar to my JPMC role and there is no connection to JPMC. Entity Name: Arrived Homes Investment related: Yes "Address: 1700 Westlake Ave N, Suite 200 , Seattle, WA 98109 , www.arrived.com" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Crowdfunded online real estate investment marketplace

Exams

• S66 Uniform Combined State Law Examination
  2007-09-29
• S63 Uniform Securities Agent State Law Examination
  2004-06-12

Other Names

• Adriana Ramos
• Adriana Serna
• Adriana Topper