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Brandy Michele Carlson

Morgan Stanley

Loveland, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2011-11-15
TX RA APPROVED 2011-11-14
  • CO RA
    APPROVED
    Since 2011-11-15
  • TX RA
    APPROVED
    Since 2011-11-14

Branch Locations

6125 Sky Pond Drive, Loveland, CO 80538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Loveland CO 10/2011 Present
  • 10/2011 → Present
    Morgan Stanley Smith Barney
    Loveland, CO
Previous Registrations
  • 2008-01-01 → 2011-10-31
    Wells Fargo Clearing Services, Llc
    Lees Summit, MO
    Lakewood, CO
  • 2005-03-08 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Lakewood, CO
    Lakewood, CO
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-07
  • S66 Uniform Combined State Law Examination
    2005-03-07
Other Names
  • Brandy Michele Mathews
  • Brandy Michele Mathews
  • Brandy Michele Mathews

View on SEC IAPD

Other Firms

THRIVENT INVESTMENT MANAGEMENT INC.
OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDWARD JONES
LPL FINANCIAL LLC
MONEY CONCEPTS CAPITAL CORP
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

GENE LEE ELDER
ANDREW PAUL FLANSCHA
JEFFREY ALAN LOSH
Megan Joyce Van Dorin
Brandi Lee Kroese
Elizabeth Yenni
Amy Lou Hloucal
KRISTINA LYNN PEACH

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · LOVELAND, CO
OSAIC WEALTH, INC. · Loveland, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · Loveland, CO
THRIVENT INVESTMENT MANAGEMENT INC. · Loveland, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOVELAND, CO
EDWARD JONES · LOVELAND, CO
LPL FINANCIAL LLC · LOVELAND, CO
LPL FINANCIAL LLC · LOVELAND, CO

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