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Sean Richard Sparkman

Foundations Investment Advisors LLC

Commerce, MI

Phoenix, AZ

CRD 7259622

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Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-06-30
TX RA APPROVED 2025-06-30
  • MI RA
    APPROVED
    Since 2025-06-30
  • TX RA
    APPROVED
    Since 2025-06-30

Branch Locations

Commerce, MI • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ajax Paving Ind. Troy MI 04/2007 02/2017
American Income Life Troy MI 02/2017 02/2019
Pathfinders Wealth Commerce MI 02/2019 Present
Insight Folios Northville MI 06/2020 06/2025
Foundations Investment Advisors Llc Phoenix AZ 06/2025 Present
  • 04/2007 → 02/2017
    Ajax Paving Ind.
    Troy, MI
  • 02/2017 → 02/2019
    American Income Life
    Troy, MI
  • 02/2019 → Present
    Pathfinders Wealth
    Commerce, MI
  • 06/2020 → 06/2025
    Northville, MI
  • 06/2025 → Present
    Phoenix, AZ
Previous Registrations
  • 2020-06-05 → 2025-06-29
    Charlotte, NC
    Clawson, MI
    Northville, MI
Other Businesses

1) 02/2019 - PATHFINDERS WEALTH - INVESTMENT RELATED -1760 FENWICK DR, COMMERCE, MI 48382 ; OWNER; INVESTMENT ADVISER REPRESENTATIVE, INDEPENDENT INSURANCE AGENT, ADMINISTRATIVE SUPPORT ; INSURANCE, AND NON-LEGAL ESTATE PLANNING ADMINISTRATIVE SERVICES; DUTIES INCLUDE PROVIDING INSURANCE AND ANNUITY SOLUTIONS, REVIEWING PLANS WITH CLIENTS, NON-LEGAL SERVICES TO ASSIST CLIENTS WITH DOCUMENT ORGANIZATION, DATA ENTRY, AND PLATFORM NAVIGATION RELATED TO ESTATE PLANNING SOFTWARE, AND OTHER OWNERSHIP RESPONSIBILITIES. 2) HIGHGROUND GAMING LLC; NOT INVESTMENT RELATED; 1760 FENWICK DR, COMMERCE, MI 48382; BUSINESS PARTNER; ORGANIZE BOARD GAME EVENTS AND CREATE BOARD GAME RELATED CONTENT FOR YOUTUBE; STARTED:01/2022; VERY LITTLE TIME SPENT ON BUSINESS MONTHLY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-22
  • S65 Uniform Investment Adviser Law Examination
    2020-05-22

View on SEC IAPD

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