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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-11-14 |
Branch Locations
W232 N6160 Waukesha Avenue, Sussex, WI 53089 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Wauwatosa | WI | 04/2020 | 11/2024 |
| University Of Wisconsin-Milwaukee | Milwaukee | WI | 01/2017 | 05/2020 |
| Muskego High School | Muskego | WI | 09/2012 | 09/2016 |
| Datacomm Plus | Franklin | WI | 05/2017 | 10/2018 |
| University Of Wisconsin-Milwaukee Restaurant Operations | Milwaukee | WI | 02/2019 | 03/2020 |
| Prudential Advisors | Wauwatosa | WI | 06/2019 | 08/2019 |
| Badlander's Pub & Grill | Wind Lake | WI | 11/2013 | 08/2019 |
| Louisiana State University | Baton Rouge | LA | 08/2016 | 12/2016 |
| Prudential Insurance Company Of America | Wauwatosa | WI | 10/2020 | Present |
| Lpl Enterprise, Llc | Wauwatosa | WI | 11/2024 | Present |
1) 10/09/2024 - Elevate Wealth Management - Financial Planner - DBA for LPL Business (entity for LPL business) - Inv Related - At Wauwatosa, WI - Start Date - 01/02/2024 - 160hrs/mth - 160hrs/mth During Trading 2) 12/02/2025-Prudential Sponsored Non-Variable Insurance-Agent-Non-Variable Insurance/Insurance Agency-Inv related-At Sussex, WI-80hrs/mth-80hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-14 |
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