Maximilian Alsarraf

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-10-28
VA	RA	APPROVED	2025-10-23
NC	RA	APPROVED	2025-05-14
FL	RA	APPROVED	2025-04-16
ME	RA	APPROVED	2025-04-16
TX	RA	APPROVED_RES	2025-04-15
NY	RA	APPROVED	2025-03-12
NH	RA	APPROVED	2024-03-01

SC RA
APPROVED

Since 2025-10-28
VA RA
APPROVED

Since 2025-10-23
NC RA
APPROVED

Since 2025-05-14
FL RA
APPROVED

Since 2025-04-16
ME RA
APPROVED

Since 2025-04-16
TX RA
APPROVED_RES

Since 2025-04-15
NY RA
APPROVED

Since 2025-03-12
NH RA
APPROVED

Since 2024-03-01

Branch Locations

259 Main Street Ms: Ma-145, Stoneham, MA 02180 • United States

2 Elm Road Ms: Ma-151, Woburn, MA 01801 • United States

355 Main Street, Woburn, MA 01801 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

415 Boston Post Road Ms: Ma-779, Weston, MA 02493 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Epstein Financial	East Longmeadow	MA	05/2019	04/2022
Lyons Associates	Boston	MA	05/2018	05/2019
Home Goods	Westwood	MA	05/2017	05/2018
Roxbury Latin	West Roxbury	MA	09/2011	05/2018
Trinity College	Hartford	CT	09/2018	04/2022
Infinex Investments, Inc.	Meriden	CT	04/2022	02/2024
Citizens Securities, Inc	Westwood	MA	02/2024	05/2025
Citizens Bank N/A	Winchester	MA	02/2024	05/2025
Citizens Securities, Inc.	Weston	MA	05/2025	Present

05/2019 → 04/2022

Epstein Financial

East Longmeadow, MA
05/2018 → 05/2019

Lyons Associates

Boston, MA
05/2017 → 05/2018

Home Goods

Westwood, MA
09/2011 → 05/2018

Roxbury Latin

West Roxbury, MA
09/2018 → 04/2022

Trinity College

Hartford, CT
04/2022 → 02/2024

Infinex Investments, Inc.

Meriden, CT
02/2024 → 05/2025

Citizens Securities, Inc

Westwood, MA
02/2024 → 05/2025

Citizens Bank N/A

Winchester, MA
05/2025 → Present

Citizens Securities, Inc.

Weston, MA

Previous Registrations

2022-09-22 → 2024-02-14

Osaic Institutions, Inc.

Brookline, MA

Other Businesses

1. Notary Public 2. Boys and Girls Clubs of Boston Position: Friends Council Type of Entity: Non Profit Responsibilities of Position: I donate quarterly to be a member. I am invited to volunteet events as well. Monthly Compensation / Net Profit: 0 Approximate Amount of Time Devoted on a Monthly Basis: 1 Hour 3. Wyzant, Self Employed Tutor. Responsibilities: Help tutor people for Securities exams and math. Monthly compensation: $500 5-10 hours/month Start date: 11/12/2024 4 Name of OBA:Trustee of Muhyi Alsarraf Trust, Position: Trustee, Type of Entity: Other - Trust, Responsibilities of Position: Co-Trustee on my grandfather's trust. My father is beneficiary. The account is managed here at Citizens and I am the advisor. Monthly Compensation / Net Profit: N/A, Date of Initial Involvement: 2/1/2023, Approximate Amount of Time Devoted on a Monthly Basis: N/A

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-10

S66 Uniform Combined State Law Examination

2022-09-10

Designations

Certified Financial Planner

Other Names

Max Alsarraf

View on SEC IAPD