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Cayden Norton

Tempus Wealth Planning, LLC

Irvine, CA

CRD 7259403

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Employer firm

Tempus Wealth Planning, LLC CRD 285349

$699M regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Tempus Wealth Planning, Llc

100 Spectrum Center Drive Suite 1070, Irvine, CA 92618 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-26
  • CA RA
    APPROVED
    Since 2023-12-26

Branch Locations

100 Spectrum Center Drive Suite 1070, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Irvine CA 09/2022 01/2023
Ubs Financial Services Brea CA 01/2022 03/2022
Merrill Financial Associates Provo UT 05/2021 12/2021
Capital Wealth Advisors Lehi UT 09/2020 04/2021
Ubs Financial Services Brea CA 05/2020 08/2020
Vision Real Estate Provo UT 08/2018 05/2020
Vivint Smarthome Provo UT 02/2019 08/2019
Ccbank Provo UT 10/2017 06/2018
Utah Valley University Orem UT 01/2018 12/2021
Ashlee Raubach Photography Ladera Ranch CA 01/2012 09/2017
Mosley Wealth Management, Inc. Anaheim CA 02/2023 12/2023
Mosley Insurance & Financial Services, Inc. Anaheim CA 01/2023 12/2023
Wells Fargo Clearing Services, Llc. Irvine CA 05/2022 01/2023
Tempus Wealth Planning, Llc Irvine CA 12/2023 Present
  • 09/2022 → 01/2023
    Irvine, CA
  • 01/2022 → 03/2022
    Ubs Financial Services
    Brea, CA
  • 05/2021 → 12/2021
    Merrill Financial Associates
    Provo, UT
  • 09/2020 → 04/2021
    Capital Wealth Advisors
    Lehi, UT
  • 05/2020 → 08/2020
    Ubs Financial Services
    Brea, CA
  • 08/2018 → 05/2020
    Vision Real Estate
    Provo, UT
  • 02/2019 → 08/2019
    Vivint Smarthome
    Provo, UT
  • 10/2017 → 06/2018
    Ccbank
    Provo, UT
  • 01/2018 → 12/2021
    Utah Valley University
    Orem, UT
  • 01/2012 → 09/2017
    Ashlee Raubach Photography
    Ladera Ranch, CA
  • 02/2023 → 12/2023
    Anaheim, CA
  • 01/2023 → 12/2023
    Mosley Insurance & Financial Services, Inc.
    Anaheim, CA
  • 05/2022 → 01/2023
    Irvine, CA
  • 12/2023 → Present
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-19
  • S66 Uniform Combined State Law Examination
    2022-08-19
Designations
  • Certified Financial Planner
Other Names
  • Cayden Clarke Norton

View on SEC IAPD

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