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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-03-04
  • HI RA
    APPROVED
    Since 2024-03-04

Branch Locations

98-200 Kamehameha Hwy, Aiea, HI 96701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Savings Bank Honolulu HI 09/2019 Present
Dominos Pizza Kapolei HI 01/2017 08/2019
Cetera Investment Services Llc St Cloud MN 08/2023 Present
James Campbell Highschool Ewa Beach HI 01/2015 05/2019
Cetera Investment Advisers Llc Honolulu HI 03/2024 Present
  • 09/2019 → Present
    American Savings Bank
    Honolulu, HI
  • 01/2017 → 08/2019
    Dominos Pizza
    Kapolei, HI
  • 08/2023 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2015 → 05/2019
    James Campbell Highschool
    Ewa Beach, HI
  • 03/2024 → Present
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-01
  • S66 Uniform Combined State Law Examination
    2024-03-01

View on SEC IAPD

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