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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-28
  • TN RA
    APPROVED
    Since 2025-01-28

Branch Locations

Knoxville, TN • United States

800 Gay Street South Ste 700, Offices 702, 703, 704, 705, 716, 718, Knoxville, TN 37929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Knoxville TN 07/2020 Present
Tiaa Knoxville TN 07/2020 Present
Tiaa Denver CO 06/2019 08/2019
Blick Art Materials Galesburg IL 06/2018 09/2018
Daniel's College Of Business Denver CO 04/2018 06/2020
Campus Causes Portland OR 11/2017 01/2018
Tompkins State Bank Galesburg IL 05/2017 09/2017
University Of Denver Denver CO 09/2017 06/2020
Galesburg Highschool Galesburg IL 08/2013 05/2017
  • 07/2020 → Present
    Knoxville, TN
  • 07/2020 → Present
    Tiaa
    Knoxville, TN
  • 06/2019 → 08/2019
    Tiaa
    Denver, CO
  • 06/2018 → 09/2018
    Blick Art Materials
    Galesburg, IL
  • 04/2018 → 06/2020
    Daniel's College Of Business
    Denver, CO
  • 11/2017 → 01/2018
    Campus Causes
    Portland, OR
  • 05/2017 → 09/2017
    Tompkins State Bank
    Galesburg, IL
  • 09/2017 → 06/2020
    University Of Denver
    Denver, CO
  • 08/2013 → 05/2017
    Galesburg Highschool
    Galesburg, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-12
  • S66 Uniform Combined State Law Examination
    2020-10-12
Other Names
  • Dean Skinner

View on SEC IAPD

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