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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-29
  • PA RA
    APPROVED
    Since 2026-01-29

Branch Locations

368 Butler St, Pittsburgh, PA 15223 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc. Fairfield IA 05/2020 01/2026
Cambridge Investment Research Inc. Fairfield IA 02/2023 Present
Pemco West Mifflin PA 05/2018 05/2020
Indiana University Of Pa Indiana PA 09/2017 05/2021
Shaler Area High School Pittsburgh PA 09/2013 06/2017
Self-Employed Pittsburgh PA 02/2012 09/2017
Cambridge Investment Research Advisors Inc. Fairfield IA 01/2026 Present
  • 05/2020 → 01/2026
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 02/2023 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 05/2018 → 05/2020
    Pemco
    West Mifflin, PA
  • 09/2017 → 05/2021
    Indiana University Of Pa
    Indiana, PA
  • 09/2013 → 06/2017
    Shaler Area High School
    Pittsburgh, PA
  • 02/2012 → 09/2017
    Self-Employed
    Pittsburgh, PA
  • 01/2026 → Present
    Fairfield, IA
Other Businesses

1) CINCINNATI LIFE AGENT, 368 Butler Street Pittsburgh PA 15223, START DATE 10/2021, Agent, Term Life Insurance, NIR, HR/MO 10, HR/MO TRADING 2 2) DUNCAN FINANCIAL, 368 Butler Street Pittsburgh PA 15223, START DATE 08/2021, W2 Employee, Sales service associate / Financial Professional, INV REL, HR/MO 180, HR/MO TRADING 130

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-01
S63 Uniform Securities Agent State Law Examination 2025-02-05
  • S65 Uniform Investment Adviser Law Examination
    2025-11-01
  • S63 Uniform Securities Agent State Law Examination
    2025-02-05

View on SEC IAPD

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