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Nicholas A Audet

Equity Services, Inc.

Montpelier, VT

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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-09-04
  • VT RA
    APPROVED
    Since 2025-09-04

Branch Locations

One National Life Drive, Montpelier, VT 05604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Colchester VT 07/2021 08/2025
New York Life Insurance Company Colchester VT 06/2020 05/2021
Butternut Mountain Farm Morrisville VT 04/2020 06/2020
Stowe Mountain Resort/The Club At Spruce Peak Stowe VT 05/2016 03/2020
Equity Services Inc Montpelier VT 08/2025 Present
  • 07/2021 → 08/2025
    Morgan Stanley
    Colchester, VT
  • 06/2020 → 05/2021
    New York Life Insurance Company
    Colchester, VT
  • 04/2020 → 06/2020
    Butternut Mountain Farm
    Morrisville, VT
  • 05/2016 → 03/2020
    Stowe Mountain Resort/The Club At Spruce Peak
    Stowe, VT
  • 08/2025 → Present
    Equity Services Inc
    Montpelier, VT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-31
  • S66 Uniform Combined State Law Examination
    2023-05-31

View on SEC IAPD

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