Kenneth Maurice Gaddy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 08/2016 → 05/2020
  Central Michigan University
  Mount Pleasant, MI
• 09/2018 → 03/2020
  Carlin Alumni House - Central Michigan University
  Mount Pleasant, MI
• 05/2019 → 10/2019
  One Main Finanial Llc
  Joliet, IL
• 07/2016 → 08/2017
  Express Staffing
  Naperville, IL
• 05/2018 → 07/2018
  Robert Half
  Warrenville, IL
• 03/2020 → 05/2020
  Unemployed
  Aurora, IL
• 08/2020 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*: 2188296 Entity Type: Charitable Name of OBA: Girls in the Game Address: Chicago, IL 60623 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 2/18/2025 Number of Hours: 5 hrs mthly Number of Hours during trading: 2 hrs mthly Duties: The purpose of the entity is to help young girls discover strength and build confidence through fun and active sports, health, and leadership programs. The expected responsibilities I will preform are: assisting with fundraising efforts, contributing to organizational strategy, and growing the organization. I*5136279 Entity Type: Not for Profit Name of OBA: Illinois Black Chamber of Commerce Address: Chicago, Illinois, 60607 Investment Related: No Position, Title, Association: Employee Start Date: 08/01/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0 Duties: At the Illinois Black Chamber of Commerce, our vision is to create a thriving black business community statewide. We aim to achieve this by fostering collaboration, innovation, and growth among Illinois Black businesses. Attend chamber activities, maintain accurate contact information, promote one chamber event annually

Exams

• S66 Uniform Combined State Law Examination
  2020-08-27

Other Names

• Kenny Gaddy
• Kenneth Maurice Gaddy