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Karen D Hernandez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL

Lithia, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-18
FL RA APPROVED 2024-09-24
  • TX RA
    APPROVED
    Since 2024-10-18
  • FL RA
    APPROVED
    Since 2024-09-24

Branch Locations

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Lithia, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Tampa FL 03/2017 Present
The Buckle Dallas TX 09/2013 01/2017
  • 03/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Tampa, FL
  • 09/2013 → 01/2017
    The Buckle
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-21
  • S66 Uniform Combined State Law Examination
    2024-09-21
Other Names
  • Karen D Sandhu

View on SEC IAPD

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