Best Investors Account Sign in
Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-01-27
  • PA RA
    APPROVED
    Since 2022-01-27

Branch Locations

Harrisburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Fire And Casualty Harrisburg PA 01/2020 06/2020
Members 1St Fcu Mechanicsburg PA 12/2018 01/2020
Members 1St Fcu Mechanicsburg PA 07/2018 12/2018
Farm Of Hope Hershey PA 06/2017 07/2018
Liberty University Lynchburg VA 08/2013 05/2017
Thrivent Investment Management Inc Hershey PA 06/2020 01/2022
Thrivent Financial Appleton WI 09/2020 11/2020
Thrivent Financial Appleton WI 11/2020 01/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 01/2022 Present
  • 01/2020 → 06/2020
    Allstate Fire And Casualty
    Harrisburg, PA
  • 12/2018 → 01/2020
    Members 1St Fcu
    Mechanicsburg, PA
  • 07/2018 → 12/2018
    Members 1St Fcu
    Mechanicsburg, PA
  • 06/2017 → 07/2018
    Farm Of Hope
    Hershey, PA
  • 08/2013 → 05/2017
    Liberty University
    Lynchburg, VA
  • 06/2020 → 01/2022
    Hershey, PA
  • 09/2020 → 11/2020
    Thrivent Financial
    Appleton, WI
  • 11/2020 → 01/2022
    Thrivent Financial
    Appleton, WI
  • 01/2022 → Present
    Fairfield, IA
  • 01/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
Other Businesses

1) CJB SALES, 4917 Wyoming Ave, Harrisburg PA, 03/19/2020, OWNER/PARTNER OF BUSIENSS, HOLDING LLC IN NAME, NIR, 0/HR MO, 0/HR MO TRADING 2) CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA / AS ADVISORY REP OF A RIA / INV REL / 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) EAST PENNSBORO SCHOOL DISTRICT, 425 W Shady Ln, Enola PA 17025, United States, 08/31/2023, Coach, Sport/Fitness/Gaming, NIR, 50 HR/MO - 0 HR/MO TRADING 4) BRADY PLANNING, 342 N Queen St, Lancaster PA 17603, United States, 10/14/2024, IAR, DBA, INV REL, 160/MO - 160/Trading 5) UPMC, Harrisburg PA 17109, 03/2025, W2 Employee, Employee (receive a W-2), NIR, 160 HR/MO, 120 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-08
  • S66 Uniform Combined State Law Examination
    2020-09-08

View on SEC IAPD

More in Harrisburg, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor