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Shea Robert Southers

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-28
  • TX RA
    APPROVED
    Since 2021-09-28

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Abilene Christian University Abilene TX 08/2016 05/2020
Mutual Of Omaha Irving TX 06/2020 12/2020
Charles Schwab & Co., Inc. Westlake TX 02/2021 Present
Abilene Christian University Abilene TX 06/2019 08/2019
Abilene Christian University Abilene TX 08/2018 03/2020
Dick's Sporting Goods Euless TX 07/2017 01/2018
Covenant Christian Academy Colleyville TX 11/2020 02/2021
  • 08/2016 → 05/2020
    Abilene Christian University
    Abilene, TX
  • 06/2020 → 12/2020
    Mutual Of Omaha
    Irving, TX
  • 02/2021 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 06/2019 → 08/2019
    Abilene Christian University
    Abilene, TX
  • 08/2018 → 03/2020
    Abilene Christian University
    Abilene, TX
  • 07/2017 → 01/2018
    Dick's Sporting Goods
    Euless, TX
  • 11/2020 → 02/2021
    Covenant Christian Academy
    Colleyville, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-10-25
S65 Uniform Investment Adviser Law Examination 2020-10-29
  • S63 Uniform Securities Agent State Law Examination
    2021-10-25
  • S65 Uniform Investment Adviser Law Examination
    2020-10-29
Other Names
  • Shea Southers

View on SEC IAPD

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EDWARD WHALEN
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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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