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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-03-07 |
| TX | RA | APPROVED | 2023-03-03 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
2031 N. Mount Juliet Rd., Ste 200, Mount Juliet, TN 37214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services | Saint Paul | MN | 06/2020 | 02/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 06/2020 | 02/2023 |
| Shoemaker Financial | Brentwood | TN | 06/2020 | 02/2023 |
| Medhost | Franklin | TN | 07/2012 | 04/2020 |
| Securian Financial Services | Saint Paul | MN | 05/2020 | 06/2020 |
| Shoemaker Financial | Brentwood | TN | 05/2020 | 06/2020 |
| Lpl Financial | Nashville | TN | 03/2023 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 02/2023 | Present |
1) 03/2023 - EPM Financial, LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - Mt. Juliet, TN 2) 03/2023 - GUARDIAN and MINNESOTA LIFE - Non-Variable Insurance - Inv. Related - Mt. Juliet, TN - Agent Selling universal life, term life, annuities - Start Date 02/27/2023 - 160hrs/month 3) 3/14/2023 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Start Date - 02/27/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/12/2023 - Vanbridge SureLC - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/02/2023 - 1 Hour Per Month/ 0 Hours During Trading 5) 06/17/2026 - HAPIT LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/15/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-31 |
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