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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-03-07
TX RA APPROVED 2023-03-03
  • TN RA
    APPROVED
    Since 2023-03-07
  • TX RA
    APPROVED
    Since 2023-03-03

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

2031 N. Mount Juliet Rd., Ste 200, Mount Juliet, TN 37214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Saint Paul MN 06/2020 02/2023
Minnesota Life Insurance Company Saint Paul MN 06/2020 02/2023
Shoemaker Financial Brentwood TN 06/2020 02/2023
Medhost Franklin TN 07/2012 04/2020
Securian Financial Services Saint Paul MN 05/2020 06/2020
Shoemaker Financial Brentwood TN 05/2020 06/2020
Lpl Financial Nashville TN 03/2023 Present
Private Advisor Group, Llc Morristown NJ 02/2023 Present
  • 06/2020 → 02/2023
    Securian Financial Services
    Saint Paul, MN
  • 06/2020 → 02/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 06/2020 → 02/2023
    Shoemaker Financial
    Brentwood, TN
  • 07/2012 → 04/2020
    Medhost
    Franklin, TN
  • 05/2020 → 06/2020
    Securian Financial Services
    Saint Paul, MN
  • 05/2020 → 06/2020
    Shoemaker Financial
    Brentwood, TN
  • 03/2023 → Present
    Lpl Financial
    Nashville, TN
  • 02/2023 → Present
    Morristown, NJ
Previous Registrations
  • 2021-01-12 → 2023-03-01
    Securian Financial Services, Inc.
    Brentwood, TN
Other Businesses

1) 03/2023 - EPM Financial, LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - Mt. Juliet, TN 2) 03/2023 - GUARDIAN and MINNESOTA LIFE - Non-Variable Insurance - Inv. Related - Mt. Juliet, TN - Agent Selling universal life, term life, annuities - Start Date 02/27/2023 - 160hrs/month 3) 3/14/2023 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Start Date - 02/27/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/12/2023 - Vanbridge SureLC - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/02/2023 - 1 Hour Per Month/ 0 Hours During Trading 5) 06/17/2026 - HAPIT LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/15/2026 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-31
  • S66 Uniform Combined State Law Examination
    2020-12-31

View on SEC IAPD

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