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CRD 7258244
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-27 |
Branch Locations
6001 Preston Rd, Plano, TX 75093 • United States
4800 Main St, Frisco, TX 75033 • United States
899 University Dr, Frisco, TX 75033 • United States
9009 N Tarrant Pkwy, North Richland Hills, TX 76182 • United States
1460 W Southlake Blvd, Southlake, TX 76092 • United States
1600 Campus Dr., Hurst, TX 76054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 05/2020 | 09/2021 |
| Fort Worth Isd | Fort Worth | TX | 08/2019 | 06/2020 |
| Unemployed | Fort Worth | TX | 03/2019 | 07/2019 |
| San Diego State University | San Diego | CA | 02/2016 | 02/2019 |
| Bank Of America, N.A. | Fort Worth | TX | 05/2020 | 09/2021 |
| J.P. Morgan Securities, Llc | Plano | TX | 12/2021 | 08/2022 |
| Jpmorgan Chase Bank, N.A. | Plano | TX | 12/2021 | 08/2022 |
| Big Thought | Dallas | TX | 09/2021 | 12/2021 |
| Aflac Field Force | Fort Worth | TX | 10/2021 | 10/2021 |
| Get2Theqb Llc | Fort Worth | TX | 05/2020 | 06/2022 |
| J.P. Morgan Securities Llc | Saginaw | TX | 09/2022 | 05/2025 |
| Jpmorgan Chase Bank, N.A. | Saginaw | TX | 09/2022 | 05/2025 |
| Lpl Financial Llc | Southlake | TX | 05/2025 | Present |
| Educational Employees Credit Union | Southlake | TX | 05/2025 | Present |
1) 5/16/2025- EECU Investment and Retirement - DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)/
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-28 |
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