Sara Heaton

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-07-14
NY	RA	APPROVED	2023-06-27

TX RA
APPROVED

Since 2023-07-14
NY RA
APPROVED

Since 2023-06-27

Branch Locations

300 Linden Oaks Suite 200, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	10/2020	Present
Alliance Advisory Group	Rochester	NY	06/2020	10/2020
American Eagle Outfitters	New Hartford	NY	03/2016	01/2020
Yahnundasis Golf Club	New Hartford	NY	06/2014	08/2019
Student	Whitesboro	NY	09/2003	05/2020

10/2020 → Present

Morgan Stanley

New York, NY
06/2020 → 10/2020

Alliance Advisory Group

Rochester, NY
03/2016 → 01/2020

American Eagle Outfitters

New Hartford, NY
06/2014 → 08/2019

Yahnundasis Golf Club

New Hartford, NY
09/2003 → 05/2020

Student

Whitesboro, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-06-27

S66 Uniform Combined State Law Examination

2023-06-27

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK

OSAIC WEALTH, INC.

EDELMAN FINANCIAL ENGINES

RISE ADVISORS, LLC

UBS FINANCIAL SERVICES INC.

OAK CREST ADVISORY, LLC

Other Investors

THERESA CLARE KENYON

JAMES HAROLD HARMAN

GEORGIANN VALLEE COLLINS

NICHOLAS J TAGLIARINO

HEATHER LYNN LUCAS

CHAD ROBERT JACOB

JASON ANTHONY MILNER

Other Offices

COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY

NOVEM GROUP · ROCHESTER, NY

OSAIC WEALTH, INC. · ROCHESTER, NY

EDELMAN FINANCIAL ENGINES · ROCHESTER, NY

RISE ADVISORS, LLC · ROCHESTER, NY

UBS FINANCIAL SERVICES INC. · ROCHESTER, NY

MARINER · Rochester, NY

UBS FINANCIAL SERVICES INC. · Rochester, NY

More in Rochester, NY

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