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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-13 |
| CT | RA | APPROVED | 2022-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Flushing | NY | 06/2020 | 06/2022 |
| C.H.RObinson | Woburn | MA | 03/2019 | 07/2020 |
| Kay Jewelers | Nashua | NH | 04/2016 | 02/2024 |
| Salem State University | Salem | MA | 09/2014 | 05/2018 |
| Massachusetts National Guard | Reading | MA | 04/2018 | 12/2018 |
| The Prudential Insurance Company Of America | Flushing | NY | 06/2020 | 06/2022 |
| Equitable Advisors Llc. | New York | NY | 04/2021 | 04/2021 |
| Cosmetic Dermatology And Aesthetic Laser Center | Swampscott | MA | 10/2016 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Amherst | MA | 06/2022 | Present |
| Bank Of America, N.A. | Amherst | MA | 08/2022 | Present |
I*1532262 For profit or not for profit: Entity For Profit Name of outside business organization: Trizzy Tran LLC Investment related: N Address of business: Fayetteville, North Carolina, 28314, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 11/1/2023 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , I create fashion and makeup marketing materials for brands.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-28 |
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