Brian Kenneth Nunes

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2006-10-02

CA RA
APPROVED

Since 2006-10-02

Branch Locations

3010 W. Main Street, Suite B, Visalia, CA 93291 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger)	Visalia	CA	10/2006	Present

10/2006 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger)

Visalia, CA

Previous Registrations

2006-02-14 → 2006-09-28

Waddell & Reed

Concord, CA

Concord, CA

Visalia, CA
2005-04-25 → 2006-02-02

Waddell & Reed

Fresno, CA

Other Businesses

1. 8/13/2009 - DBA ONLY - THIESEN DUEKER FINANCIAL CONSULTING GROUP - VISALIA, CA. 2. 9/13/2011 - DBA W/LEGAL ENTITY - THIESEN DUEKER - VISALIA, CA 3. 12/27/2023 - Nunes Wealth Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/2024 - 160 Hrs/Mo; 20 Hrs During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-04-23

S66 Uniform Combined State Law Examination

2005-04-23

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

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