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Jimmy Allen Warwick

Ernst & Young Investment Advisers LLP

Hewitt, TX

CRD 7257260

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Employer firm

Ernst & Young Investment Advisers LLP CRD 110921

30 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-07
  • TX RA
    APPROVED
    Since 2021-10-07

Branch Locations

Hewitt, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Baptist Church Judson Longview TX 05/2015 07/2017
C3 Customer/Contact/Channels Mcgregor TX 10/2017 06/2020
Lovett & Associates Waco TX 09/2020 11/2020
Cetera Advisors Waco TX 09/2020 11/2020
Primerica Financial Services Duluch GA 06/2021 Present
Credent Wealth Manager Woodway TX 06/2020 07/2020
Tapfin/Ey Tampa FL 10/2021 Present
Premier Staffing Source Lanham MD 03/2021 08/2021
Unemployed Hewitt TX 11/2020 03/2021
  • 05/2015 → 07/2017
    First Baptist Church Judson
    Longview, TX
  • 10/2017 → 06/2020
    C3 Customer/Contact/Channels
    Mcgregor, TX
  • 09/2020 → 11/2020
    Lovett & Associates
    Waco, TX
  • 09/2020 → 11/2020
    Cetera Advisors
    Waco, TX
  • 06/2021 → Present
    Primerica Financial Services
    Duluch, GA
  • 06/2020 → 07/2020
    Credent Wealth Manager
    Woodway, TX
  • 10/2021 → Present
    Tapfin/Ey
    Tampa, FL
  • 03/2021 → 08/2021
    Premier Staffing Source
    Lanham, MD
  • 11/2020 → 03/2021
    Unemployed
    Hewitt, TX
Previous Registrations
Other Businesses

I also work with Primerica for my insurance license.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-08
  • S65 Uniform Investment Adviser Law Examination
    2020-08-08
Other Names
  • Jim Allen Warwick
  • Jim Warwick

View on SEC IAPD

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