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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-08-21
TX RA APPROVED 2020-08-21
  • CA RA
    APPROVED
    Since 2020-08-21
  • TX RA
    APPROVED
    Since 2020-08-21

Branch Locations

3015 Meridian Ave, San Jose, CA 95124 • United States

15698 Los Gatos Blvd, Los Gatos, CA 95032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. San Jose CA 03/2020 01/2024
J.P. Morgan Securities Llc San Jose CA 05/2020 01/2024
Bank Of America Santa Clara CA 09/2017 02/2020
Sears Holdings Corp San Jose CA 08/2011 09/2017
J.P. Morgan Securities Llc Los Gatos CA 01/2024 Present
Jpmorgan Chase Bank, N.A. Los Gatos CA 01/2024 Present
  • 03/2020 → 01/2024
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
  • 05/2020 → 01/2024
    San Jose, CA
  • 09/2017 → 02/2020
    Bank Of America
    Santa Clara, CA
  • 08/2011 → 09/2017
    Sears Holdings Corp
    San Jose, CA
  • 01/2024 → Present
    Los Gatos, CA
  • 01/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Los Gatos, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-20
  • S66 Uniform Combined State Law Examination
    2020-08-20
Other Names
  • Luis Ruelas

View on SEC IAPD

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