Kai Chen

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2020 → 06/2021
  Jpmorgan Chase Bank, N.A.
  Freehold, NJ
• 05/2020 → 06/2021
  J.P. Morgan Securities Llc
  Freehold, NJ
• 05/2014 → 07/2019
  Ikea
  Elizabeth, NJ
• 08/2019 → 03/2020
  Bank Of America
  Plainsboro, NJ
• 06/2021 → 09/2021
  Homegoods
  Howell, NJ
• 09/2021 → Present
  Jp Morgan Chase Bank
  Englishtown, NJ
• 09/2021 → Present
  Jp Morgan Securities Llc
  Englishtown, NJ

Previous Registrations

• 2020-09-04 → 2021-06-29
  J.P. Morgan Securities Llc
  Freehold, NJ

Exams

• S66 Uniform Combined State Law Examination
  2020-09-03