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Sandra L Dally

Morgan Stanley

Lake Charles, LA

CRD 4898717

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-05-06
TX RA APPROVED_RES 2025-04-29
  • LA RA
    APPROVED
    Since 2025-05-06
  • TX RA
    APPROVED_RES
    Since 2025-04-29

Branch Locations

1450 William Street 3Rd Floor, Lake Charles, LA 70601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Lake Charles LA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lake Charles LA 11/2016 04/2025
Morgan Stanley Smith Barney Llc Lake Charles LA 04/2025 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors, Llc
    Lake Charles, LA
  • 11/2016 → 04/2025
    Wells Fargo Clearing Services, Llc
    Lake Charles, LA
  • 04/2025 → Present
    Morgan Stanley Smith Barney Llc
    Lake Charles, LA
Previous Registrations
Other Businesses

NOTARY PUBLIC / NOT INVESTMENT RELATED / LAKE CHARLES, LA / START 24-JUNE-2011 / ONE HOUR DEVOTED PER MONTH / 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-08
  • S66 Uniform Combined State Law Examination
    2006-03-08
Other Names
  • Sandra Hesse
  • Sandra D Hesse
  • Sandra L Dally

View on SEC IAPD

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