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Wilma Charlene Mcglothlin

LPl Enterprise, LLC

Quincy, IL

Hannibal, MO

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-21
IL RA APPROVED 2024-11-14
MO RA APPROVED 2024-11-14
  • FL RA
    APPROVED
    Since 2024-11-21
  • IL RA
    APPROVED
    Since 2024-11-14
  • MO RA
    APPROVED
    Since 2024-11-14

Branch Locations

3701 East Lake Center Suite 1, Quincy, IL 62305 • United States

Hannibal, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Quincy IL 04/2020 11/2024
American Red Cross St. Louis MO 07/2007 07/2020
Prudential Insurance Company Of America Quincy IL 08/2020 Present
Lpl Enterprise, Llc Swansea IL 11/2024 Present
  • 04/2020 → 11/2024
    Pruco Securities, Llc.
    Quincy, IL
  • 07/2007 → 07/2020
    American Red Cross
    St. Louis, MO
  • 08/2020 → Present
    Prudential Insurance Company Of America
    Quincy, IL
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Swansea, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-29
S63 Uniform Securities Agent State Law Examination 2020-08-03
  • S65 Uniform Investment Adviser Law Examination
    2021-04-29
  • S63 Uniform Securities Agent State Law Examination
    2020-08-03
Other Names
  • Wilma Charlene Cohea
  • Wilma Charlene Henrichsen
  • Wilma Charlene Johnson
  • Wilma Mcglothlin

View on SEC IAPD

Other Firms

EDWARD JONES
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
THRIVENT INVESTMENT MANAGEMENT INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
IPI WEALTH MANAGEMENT, INC.

Other Investors

Patrick Henry Keane
Brandon Charles VanCamp
Lincoln Karl Lieber
JOHN PAUL MILLER
Blake Robert Carlin
William Ramsay Easterling
DAVID RAY OAKLEY
ERIC P CONOVER

Other Offices

EDWARD JONES · QUINCY, IL
EDWARD JONES · QUINCY, IL
LPL FINANCIAL LLC · QUINCY, IL
OSAIC WEALTH, INC. · QUINCY, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Quincy, IL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · QUINCY, IL
THRIVENT INVESTMENT MANAGEMENT INC. · Quincy, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Quincy, IL

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