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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-11
VA RA APPROVED 2023-02-09
  • TX RA
    APPROVED_RES
    Since 2023-05-11
  • VA RA
    APPROVED
    Since 2023-02-09

Branch Locations

11951 Freedom Dr, Reston, VA 20190 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Reston VA 05/2020 Present
Truist Alexandria VA 06/2018 05/2020
Wells Fargo Roanoke VA 06/2015 06/2018
Bank Of America, N.A. Reston VA 12/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-07
  • S66 Uniform Combined State Law Examination
    2023-02-07
Other Names
  • Dante Lavender

View on SEC IAPD

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