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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-03
FL RA APPROVED 2020-11-23
  • TX RA
    APPROVED
    Since 2021-02-03
  • FL RA
    APPROVED
    Since 2020-11-23

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

590 Wells Road Suite 2, Orange Park, FL 32073 • United States

Fleming Island, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning Fort Worth TX 05/2020 11/2020
U.S. Army Fayetteville NC 07/2018 11/2020
U.S. Army Shaw Afb SC 07/2016 07/2018
First Command Financial Planning Fort Worth TX 11/2020 Present
First Command Advisory Services Fort Worth TX 11/2020 Present
First Command Insurance Services Fort Worth TX 11/2020 Present
  • 05/2020 → 11/2020
    First Command Financial Planning
    Fort Worth, TX
  • 07/2018 → 11/2020
    U.S. Army
    Fayetteville, NC
  • 07/2016 → 07/2018
    U.S. Army
    Shaw Afb, SC
  • 11/2020 → Present
    First Command Financial Planning
    Fort Worth, TX
  • 11/2020 → Present
    Fort Worth, TX
  • 11/2020 → Present
    First Command Insurance Services
    Fort Worth, TX
Other Businesses

(1)Name: RLTW Consulting, LLC Investment-related: Yes Address: 590 Wells Rd. Suite 2 Orange Park, FL 32073 Nature of the other business: Owner/Sole/Partner Your position: CEO Start date: 08/16/21 The approximate number of hours/month you devote to the other business: 1 - 5 During securities trading hours: None Description of duties: This is an LLC set up in order to conduct my First Command business as an Independent Contractor. I moved to IC status on 16 Aug 2021. (2) Name of the other business: Operation New Uniform ; Whether the business is investment-related: No ; Address of the other business: 8825 Perimeter Park Blvd., Suite 503 Jacksonville, Florida 32216 ; Nature of the other business: Board Membership ; Your position, title, or relationship with the other business: Board Member ; The start date of your relationship: 8/1/2023 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: When faced with the challenges of finding new careers, Veterans often lack the prior access and insight for transitioning into the world of civilian business. Operation New Uniform is a program designed to assist Veterans acquire a "new uniform" which provides training and instills confidence to transform their military skills into the business arena. I will attend monthly board meetings to provide input, speak to transitioning military cohorts about my personal experience finding a job after 30 years in the military, and participate in an annual charity banquet that our First Command district has supported for the last several years.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-22
  • S66 Uniform Combined State Law Examination
    2020-09-22

View on SEC IAPD

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