Alan Cooke

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2020 → 03/2026
  Fidelity Investments
  Greenwood Village, CO
• 08/2013 → 05/2017
  West Virginia University
  Morgantown, WV
• 05/2017 → 10/2017
  Unemployed
  Vienna, WV
• 10/2017 → 04/2020
  Autoipacket.cOm
  Charlotte, NC
• 04/2026 → Present
  Raymond James Financial Services, Inc.
  Centennial, CO
• 06/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Centennial, CO

Other Businesses

(1)Name of Business: Colorado Golf Club Address: 8000 Preseravation Trail, Parker, CO, 80112, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 04/08/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 41+ Description of duties: Golf Caddie's work as independent contractors to walk with the members/guest during their golf round to provide tips, advice, and good company. I will allocate 20-25 hours a week to this job.\n (2)Name of Business: money and mindfulness Address: 6422 S Quebec St, Centennial, CO, 80111, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 05/01/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: I will work as a register representative for Money and Mindfulness.\n

Exams

• S66 Uniform Combined State Law Examination
  2026-06-08
• S63 Uniform Securities Agent State Law Examination
  2020-10-12

Other Names

• Alan Harrison Cooke