Stephen T Valentine

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-02
TX	RA	APPROVED	2024-08-27

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Santa Rosa	CA	03/2020	02/2023
J.P. Morgan Securities Llc	Santa Rosa	CA	05/2020	02/2023
Summit Bank	Walnut Creek	CA	06/2019	02/2020
Government Business Results, Llc	San Rafael	CA	10/2018	06/2019
State Street	Sacramento	CA	11/2018	02/2019
Hancock Health Group	Davis	CA	10/2015	01/2018
University Of California - Davis	Davis	CA	09/2016	09/2018
Morgan Stanley	San Francisco	CA	03/2023	07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Santa Rosa	CA	07/2024	Present
Bank Of America, N.A.	Santa Rosa	CA	10/2024	Present

03/2020 → 02/2023

Jpmorgan Chase Bank, N.A.

Santa Rosa, CA
05/2020 → 02/2023

J.P. Morgan Securities Llc

Santa Rosa, CA
06/2019 → 02/2020

Summit Bank

Walnut Creek, CA
10/2018 → 06/2019

Government Business Results, Llc

San Rafael, CA
11/2018 → 02/2019

State Street

Sacramento, CA
10/2015 → 01/2018

Hancock Health Group

Davis, CA
09/2016 → 09/2018

University Of California - Davis

Davis, CA
03/2023 → 07/2024

Morgan Stanley

San Francisco, CA
07/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Rosa, CA
10/2024 → Present

Bank Of America, N.A.

Santa Rosa, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-27

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