Stephen G Tucker

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-11-18
SC	RA	APPROVED	2024-11-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity Investments	Merrimack	NH	05/2020	09/2020
Unemployed	Owings	MD	01/2019	04/2020
Unemployed	Tuscaloosa	AL	09/2016	12/2018
Unemployed	Tuscaloosa	AL	01/2018	04/2018
E*Trade Securities Llc	Alpharetta	GA	12/2020	08/2022
Wells Fargo Clearing Services, Llc	Mt. Pleasant	SC	09/2022	07/2024
Wells Fargo Bank, Na	Mt. Pleasant	SC	09/2022	07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mount Pleasant	SC	10/2024	Present
Breezy Point Market	Chesapeake Beach	MD	06/2014	04/2020
University Of Alabama	Tuscaloosa	AL	01/2016	12/2018
Bank Of America, N.A.	Mount Pleasant	SC	12/2024	Present

05/2020 → 09/2020

Fidelity Investments

Merrimack, NH
01/2019 → 04/2020

Unemployed

Owings, MD
09/2016 → 12/2018

Unemployed

Tuscaloosa, AL
01/2018 → 04/2018

Unemployed

Tuscaloosa, AL
12/2020 → 08/2022

E*Trade Securities Llc

Alpharetta, GA
09/2022 → 07/2024

Wells Fargo Clearing Services, Llc

Mt. Pleasant, SC
09/2022 → 07/2024

Wells Fargo Bank, Na

Mt. Pleasant, SC
10/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Pleasant, SC
06/2014 → 04/2020

Breezy Point Market

Chesapeake Beach, MD
01/2016 → 12/2018

University Of Alabama

Tuscaloosa, AL
12/2024 → Present

Bank Of America, N.A.

Mount Pleasant, SC

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-11-07
S63	Uniform Securities Agent State Law Examination	2021-07-29