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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-25
NH RA APPROVED 2022-11-30
  • TX RA
    APPROVED
    Since 2023-01-25
  • NH RA
    APPROVED
    Since 2022-11-30

Branch Locations

900 Elm St, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Merrimack NH 05/2020 05/2022
Fidelity Investments Merrimack NH 04/2019 05/2022
Fitlab Fitness Club Manchester NH 07/2018 03/2019
General Nutrition Center Manchester NH 02/2018 07/2018
Fitlab Fitness Club Manchester NH 01/2016 01/2018
New Hampshire Technical Institute Concord NH 09/2016 05/2018
Pruco Securities Llc Bedford NH 04/2022 11/2022
The Prudential Insurance Company Of America Bedford NH 05/2022 11/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manchester NH 11/2022 Present
Bank Of America, N.A. Manchester NH 12/2022 Present
  • 05/2020 → 05/2022
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 04/2019 → 05/2022
    Fidelity Investments
    Merrimack, NH
  • 07/2018 → 03/2019
    Fitlab Fitness Club
    Manchester, NH
  • 02/2018 → 07/2018
    General Nutrition Center
    Manchester, NH
  • 01/2016 → 01/2018
    Fitlab Fitness Club
    Manchester, NH
  • 09/2016 → 05/2018
    New Hampshire Technical Institute
    Concord, NH
  • 04/2022 → 11/2022
    Bedford, NH
  • 05/2022 → 11/2022
    The Prudential Insurance Company Of America
    Bedford, NH
  • 11/2022 → Present
    Manchester, NH
  • 12/2022 → Present
    Bank Of America, N.A.
    Manchester, NH
Previous Registrations
  • 2022-05-13 → 2022-11-15
    Dover, NH
  • 2021-06-09 → 2022-05-05
    Fidelity Personal And Workplace Advisors
    Merrimack, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-21
S63 Uniform Securities Agent State Law Examination 2020-09-10
  • S66 Uniform Combined State Law Examination
    2021-05-21
  • S63 Uniform Securities Agent State Law Examination
    2020-09-10
Other Names
  • Wesley Garrett Simmons
  • Wesley Simmons

View on SEC IAPD

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