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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-31 |
| TX | RA | APPROVED | 2023-05-31 |
Branch Locations
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
Chase Tower Chicago 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saint John's University | Queens | NY | 08/2016 | 05/2020 |
| Foxy's | Fishers Landing | NY | 05/2016 | 05/2021 |
| New York Life Insurance Co | Dewitt | NY | 05/2020 | 10/2020 |
| Nylife Securities Llc | Dewitt | NY | 05/2020 | 10/2020 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 12/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 12/2022 | Present |
| Arizona Commerce Authority | Phoenix | AZ | 09/2021 | 12/2022 |
| Jpmorgan Chase Bank | Los Angeles | CA | 06/2022 | 08/2022 |
| Saint John's University | Queens | NY | 08/2019 | 12/2019 |
| Dock Of A-Bay | Alexandria Bay | NY | 05/2018 | 05/2018 |
| Unemployed | Phoenix | AZ | 11/2020 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-19 |
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