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Samuel Solomon Springberg

Osaic Wealth, Inc.

Lake Havasu City, AZ

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-21
AZ RA APPROVED 2024-07-17
  • TX RA
    APPROVED
    Since 2025-10-21
  • AZ RA
    APPROVED
    Since 2024-07-17

Branch Locations

10 Acoma Blvd S Ste 102, Lake Havasu City, AZ 86403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2020 06/2020
Unemployed Tucson AZ 03/2020 06/2020
University Of Arizona Tucson AZ 08/2016 12/2019
Doubletree Hilton Tucson AZ 06/2019 03/2020
Pionic Pizza Tucson AZ 02/2018 06/2018
Tapingo Tucson AZ 08/2017 06/2018
Masonry And More Lake Havasu AZ 06/2017 07/2017
Equitable Advisors, Llc New York NY 06/2020 01/2022
Assetmark Financial Holdings, Inc. Phoenix AZ 01/2022 06/2024
Assetmark Brokerage, Llc Phoenix AZ 01/2022 06/2024
Springberg Wealth Management Lake Havasu City AZ 07/2024 Present
Osaic Wealth, Inc. Lake Havasu City AZ 07/2024 Present
  • 06/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 03/2020 → 06/2020
    Unemployed
    Tucson, AZ
  • 08/2016 → 12/2019
    University Of Arizona
    Tucson, AZ
  • 06/2019 → 03/2020
    Doubletree Hilton
    Tucson, AZ
  • 02/2018 → 06/2018
    Pionic Pizza
    Tucson, AZ
  • 08/2017 → 06/2018
    Tapingo
    Tucson, AZ
  • 06/2017 → 07/2017
    Masonry And More
    Lake Havasu, AZ
  • 06/2020 → 01/2022
    New York, NY
  • 01/2022 → 06/2024
    Assetmark Financial Holdings, Inc.
    Phoenix, AZ
  • 01/2022 → 06/2024
    Assetmark Brokerage, Llc
    Phoenix, AZ
  • 07/2024 → Present
    Springberg Wealth Management
    Lake Havasu City, AZ
  • 07/2024 → Present
    Lake Havasu City, AZ
Previous Registrations
Other Businesses

1. SPRINGBERG WEALTH MANAGEMENT, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 07/01/2024 ADDRESS: 10 Acoma Blvd S Ste 102, Lake Havasu City AZ 86403, United States DESCRIPTION: DBA for conducting securities and insurance related business under Osaic. 2. SAMUEL SPRINGBERG - SOLE PROP POSITION: Agent NATURE: Sole prop, fixed life, annuity, health, LTC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2024 ADDRESS: 10 Acoma Blvd S Ste 102, Lake Havasu City AZ 86403, United States DESCRIPTION: Sale of LTC, fixed insurance, annuities, health to clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-29
  • S66 Uniform Combined State Law Examination
    2020-07-29
Designations
Other Names
  • Samuel Springberg
  • Sam Springberg

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