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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-21 |
| AZ | RA | APPROVED | 2024-07-17 |
Branch Locations
10 Acoma Blvd S Ste 102, Lake Havasu City, AZ 86403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2020 | 06/2020 |
| Unemployed | Tucson | AZ | 03/2020 | 06/2020 |
| University Of Arizona | Tucson | AZ | 08/2016 | 12/2019 |
| Doubletree Hilton | Tucson | AZ | 06/2019 | 03/2020 |
| Pionic Pizza | Tucson | AZ | 02/2018 | 06/2018 |
| Tapingo | Tucson | AZ | 08/2017 | 06/2018 |
| Masonry And More | Lake Havasu | AZ | 06/2017 | 07/2017 |
| Equitable Advisors, Llc | New York | NY | 06/2020 | 01/2022 |
| Assetmark Financial Holdings, Inc. | Phoenix | AZ | 01/2022 | 06/2024 |
| Assetmark Brokerage, Llc | Phoenix | AZ | 01/2022 | 06/2024 |
| Springberg Wealth Management | Lake Havasu City | AZ | 07/2024 | Present |
| Osaic Wealth, Inc. | Lake Havasu City | AZ | 07/2024 | Present |
1. SPRINGBERG WEALTH MANAGEMENT, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 07/01/2024 ADDRESS: 10 Acoma Blvd S Ste 102, Lake Havasu City AZ 86403, United States DESCRIPTION: DBA for conducting securities and insurance related business under Osaic. 2. SAMUEL SPRINGBERG - SOLE PROP POSITION: Agent NATURE: Sole prop, fixed life, annuity, health, LTC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2024 ADDRESS: 10 Acoma Blvd S Ste 102, Lake Havasu City AZ 86403, United States DESCRIPTION: Sale of LTC, fixed insurance, annuities, health to clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-29 |
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