Best Investors Account Sign in

Dominique Cooper

Charles Schwab & Co., Inc.

New York City, NY

CRD 7256055

Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-04-07
NY RA APPROVED 2023-12-04
  • NJ RA
    APPROVED
    Since 2025-04-07
  • NY RA
    APPROVED
    Since 2023-12-04

Branch Locations

60 E 42Nd St Ground Floor, New York City, NY 10165-0007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bd Engineering Tinton Falls NJ 02/2016 09/2016
Kea Enginerrs Iselin NJ 10/2016 12/2017
Bala Consulting Egineers Wayne PA 12/2017 11/2019
N/A Bayonne NJ 12/2019 03/2020
J.P. Morgan Securities Llc New York NY 05/2020 01/2022
Jp Morgan Chase Bank, N.A. New York NY 03/2020 01/2022
Sanford C. Bernstein & Co., Llc New York NY 01/2022 09/2023
Charles Schwab & Co., Inc. New York City NY 10/2023 Present
Charles Schwab Bank, Ssb New York City NY 10/2023 Present
  • 02/2016 → 09/2016
    Bd Engineering
    Tinton Falls, NJ
  • 10/2016 → 12/2017
    Kea Enginerrs
    Iselin, NJ
  • 12/2017 → 11/2019
    Bala Consulting Egineers
    Wayne, PA
  • 12/2019 → 03/2020
    N/A
    Bayonne, NJ
  • 05/2020 → 01/2022
    J.P. Morgan Securities Llc
    New York, NY
  • 03/2020 → 01/2022
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 01/2022 → 09/2023
    Sanford C. Bernstein & Co., Llc
    New York, NY
  • 10/2023 → Present
    Charles Schwab & Co., Inc.
    New York City, NY
  • 10/2023 → Present
    Charles Schwab Bank, Ssb
    New York City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-04
S63 Uniform Securities Agent State Law Examination 2020-12-11
  • S66 Uniform Combined State Law Examination
    2023-12-04
  • S63 Uniform Securities Agent State Law Examination
    2020-12-11

View on SEC IAPD

Nearby Firms

HIGHTOWER ADVISORS, LLC
CIBC PRIVATE WEALTH ADVISORS, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Nearby Investors

JOSEPH MICHAEL CANTORE
PATRICK FRUZZETTI
Benjamin James Johnston

Nearby Offices

HIGHTOWER ADVISORS, LLC · New York City, NY
CIBC PRIVATE WEALTH ADVISORS, INC. · New York, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · NEW YORK, NY

More in New York City, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor