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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-27
CA RA APPROVED 2026-03-30
  • TX RA
    APPROVED
    Since 2026-04-27
  • CA RA
    APPROVED
    Since 2026-03-30

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1331 N California Blvd, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ramshaa's Driving School, Inc. West Hempstead NY 03/2014 01/2025
Salian Builders & Developers, Inc. West Hempstead NY 02/2017 03/2022
Hofstra University Hempstead NY 02/2017 12/2019
American Eagle Outfitters, Inc. Hicksville NY 06/2017 09/2017
Axa Advisors, Llc New York NY 06/2020 08/2020
Hofstra University Hempstead NY 09/2016 12/2019
Fuli Investment Dalian 05/2019 07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek CA 02/2022 Present
  • 03/2014 → 01/2025
    Ramshaa's Driving School, Inc.
    West Hempstead, NY
  • 02/2017 → 03/2022
    Salian Builders & Developers, Inc.
    West Hempstead, NY
  • 02/2017 → 12/2019
    Hofstra University
    Hempstead, NY
  • 06/2017 → 09/2017
    American Eagle Outfitters, Inc.
    Hicksville, NY
  • 06/2020 → 08/2020
    Axa Advisors, Llc
    New York, NY
  • 09/2016 → 12/2019
    Hofstra University
    Hempstead, NY
  • 05/2019 → 07/2019
    Fuli Investment
    Dalian
  • 02/2022 → Present
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-30
  • S66 Uniform Combined State Law Examination
    2026-03-30
Other Names
  • Ramshaa Salian
  • Ramshaa Shyamraj Salian
  • Ramshaa Anand

View on SEC IAPD

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