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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-27 |
| CA | RA | APPROVED | 2026-03-30 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
1331 N California Blvd, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ramshaa's Driving School, Inc. | West Hempstead | NY | 03/2014 | 01/2025 |
| Salian Builders & Developers, Inc. | West Hempstead | NY | 02/2017 | 03/2022 |
| Hofstra University | Hempstead | NY | 02/2017 | 12/2019 |
| American Eagle Outfitters, Inc. | Hicksville | NY | 06/2017 | 09/2017 |
| Axa Advisors, Llc | New York | NY | 06/2020 | 08/2020 |
| Hofstra University | Hempstead | NY | 09/2016 | 12/2019 |
| Fuli Investment | Dalian | 05/2019 | 07/2019 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-30 |
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