James Thomas Pigot

Current Employers

Employment History

• 08/2016 → 05/2020
  Suny Binghamton School Of Management
  Binghamton, NY
• 05/2020 → Present
  Lpl Financial, Llc
  New Rochelle, NY
• 06/2019 → 08/2019
  Kpmg
  Montvale, NJ
• 08/2020 → Present
  Private Advisor Group, Llc
  New Rochelle, NY

Other Businesses

1. 11/6/2020 - FLYNN FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 11/10/2020 - Private Advisor Group - DBA: (Hybrid) FLYNN FINANCIAL PARTNERS, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - ADMIN. - Started 08/08/2020 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/12/2021 - Dowd Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/03/2021 - 15 Hours Per Month/10 Hours During Securities Trading. 4. 11/12/2021 - Premier Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/03/2021 - 30 Hours Per Month/25 Hours During Securities Trading. 5. 1/12/2022 - PRIVATE ADVISOR GROUP, LLC - DBA: (Hybrid) Premier Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - ADMIN. - Started 11/03/2021 - 30 Hours Per Month/25 Hours During Securities Trading - I provide administrative support to Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 01/2022. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 1/12/2022 - Private Advisor Group - DBA: (Hybrid) Dowd Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - ADMIN. - Started 11/03/2021 - 15 Hours Per Month/10 Hours During Securities Trading - I provide administrative support to Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 01/2022. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2021-01-29