Kenneth James Hartos

Current Employers

Missionsquare Retirement

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2024-12-06
DE	RA	APPROVED	2024-12-05
NH	RA	APPROVED	2024-12-04
WV	RA	APPROVED	2024-12-03
MD	RA	APPROVED	2024-12-02
PA	RA	APPROVED	2024-12-02
VT	RA	APPROVED	2024-12-02
CT	RA	APPROVED	2024-11-29
NY	RA	APPROVED	2024-11-29
OH	RA	APPROVED	2024-11-29
RI	RA	APPROVED	2024-11-29
NJ	RA	APPROVED	2022-10-19

ME RA
APPROVED

Since 2024-12-06
DE RA
APPROVED

Since 2024-12-05
NH RA
APPROVED

Since 2024-12-04
WV RA
APPROVED

Since 2024-12-03
MD RA
APPROVED

Since 2024-12-02
PA RA
APPROVED

Since 2024-12-02
VT RA
APPROVED

Since 2024-12-02
CT RA
APPROVED

Since 2024-11-29
NY RA
APPROVED

Since 2024-11-29
OH RA
APPROVED

Since 2024-11-29
RI RA
APPROVED

Since 2024-11-29
NJ RA
APPROVED

Since 2022-10-19

Branch Locations

Franklin Lakes, NJ • United States

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Technical Consultant	Franklin Lakes	NJ	03/2014	08/2020
Thrivent Investment Management Inc	Franklin Lakes	NJ	07/2020	02/2021
Thrivent Financial	Appleton	WI	08/2020	01/2021
Thrivent Financial	Appleton	WI	01/2021	02/2021
Conduent	New York	NY	03/2021	04/2021
Technical Consultant	Franklin Lakes	NJ	05/2021	08/2021
Fidelity Investments	Franklin Lakes	NJ	09/2021	10/2022
Missionsquare Investment Services	Washington	DC	10/2022	Present
Missionsquare Retirement	Washington	DC	10/2022	Present

03/2014 → 08/2020

Technical Consultant

Franklin Lakes, NJ
07/2020 → 02/2021

Thrivent Investment Management Inc

Franklin Lakes, NJ
08/2020 → 01/2021

Thrivent Financial

Appleton, WI
01/2021 → 02/2021

Thrivent Financial

Appleton, WI
03/2021 → 04/2021

Conduent

New York, NY
05/2021 → 08/2021

Technical Consultant

Franklin Lakes, NJ
09/2021 → 10/2022

Fidelity Investments

Franklin Lakes, NJ
10/2022 → Present

Missionsquare Investment Services

Washington, DC
10/2022 → Present

Missionsquare Retirement

Washington, DC

Previous Registrations

2021-10-19 → 2022-10-19

Fidelity Personal And Workplace Advisors

Merrimack, NH
2020-11-05 → 2021-02-12

Thrivent Investment Management Inc.

Montvale, NJ

Franklin Lakes, NJ

Other Businesses

Name: eBay. Non-investment related. Address: eBay Inc. 2145 Hamilton Avenue San Jose, CA 95125. Nature of business: eCommerce. Position: Seller on eBay - retrogamingUSA. Start Date: 01/01/1999. Number of hours/month devoted to other business: 10; during securities trading hours 0. Duties: Listing items on eBay and then shipping the items when they sell. List used video games and sometimes other collectible items.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-04

S66 Uniform Combined State Law Examination

2020-11-04

Other Names

Kenneth James Hartos
Kenneth Hartos

View on SEC IAPD