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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-02-13
  • WA RA
    APPROVED
    Since 2026-02-13

Branch Locations

203 East Third Ave, Moses Lake, WA 98837 • United States

1020 N Mission St, Wenatchee, WA 98801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Wenatchee WA 05/2020 09/2021
Wells Fargo Bank, Na Wenatchee WA 04/2008 09/2021
Ancestry Cellars Llc Manson WA 05/2016 04/2017
U.S. Bank Wenatchee WA 10/2021 11/2023
U.S. Bancorp Investments, Inc. Wenatchee WA 10/2021 02/2026
U.S. Bancorp Advisors, Llc Wenatchee WA 02/2026 Present
Previous Registrations
Other Businesses

(1) Nestor Lemus Realty; Investment-related; Chelan, WA; Real estate rental; Landlord; 07/2018; 8 Hours/Month; 0 Hours/Trading; Schedule maintenance if needed. (2) Nestor Lemus Realty (Wentchee, WA); Investment-related; Wentchee, WA; Real estate rental; Owner/Landlord; 11/2024; 4 hours/month; 0 hours/trading; Schedule maintenance if needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-28
  • S66 Uniform Combined State Law Examination
    2020-09-28

View on SEC IAPD

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