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Lori Patalocco

Charles Schwab & Co., Inc.

Lone Tree, CO

Houston, TX

CRD 7255320

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-02
  • TX RA
    APPROVED
    Since 2022-12-02

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Sugar Land TX 03/2020 07/2021
J.P. Morgan Securities Llc Sugar Land TX 03/2020 07/2021
Equine Edge Rosharon TX 09/2019 02/2020
Rbc Investor And Treasury Services Toronto 01/2016 01/2019
Unemployed Houston TX 03/2019 08/2019
Unemployed Toronto 02/2019 03/2019
The Ratings Center Pearland TX 06/2020 07/2021
Charles Schwab & Co., Inc Houston TX 07/2021 Present
Charles Schwab Bank, Ssb Houston TX 07/2021 Present
  • 03/2020 → 07/2021
    Jpmorgan Chase Bank, N.A.
    Sugar Land, TX
  • 03/2020 → 07/2021
    J.P. Morgan Securities Llc
    Sugar Land, TX
  • 09/2019 → 02/2020
    Equine Edge
    Rosharon, TX
  • 01/2016 → 01/2019
    Rbc Investor And Treasury Services
    Toronto
  • 03/2019 → 08/2019
    Unemployed
    Houston, TX
  • 02/2019 → 03/2019
    Unemployed
    Toronto
  • 06/2020 → 07/2021
    The Ratings Center
    Pearland, TX
  • 07/2021 → Present
    Charles Schwab & Co., Inc
    Houston, TX
  • 07/2021 → Present
    Charles Schwab Bank, Ssb
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-02
S63 Uniform Securities Agent State Law Examination 2020-07-16
  • S66 Uniform Combined State Law Examination
    2022-12-02
  • S63 Uniform Securities Agent State Law Examination
    2020-07-16
Other Names
  • Lori Patalocco
  • Lori Ann Patalocco

View on SEC IAPD

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