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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-18 |
| CA | RA | APPROVED | 2025-01-27 |
| NY | RA | APPROVED | 2024-05-06 |
Branch Locations
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Francisco | CA | 07/2023 | Present |
| Gio's Antico | Atlanta | GA | 06/2015 | 05/2017 |
| Rooms To Go | Alpharetta | GA | 05/2017 | 07/2017 |
| University Of Pennsylvania | Philadelphia | PA | 08/2017 | 05/2023 |
| Morgan Stanley Smith Barney | New York | NY | 06/2020 | 08/2020 |
| Woodward Academy | College Park | GA | 07/2013 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-08 |
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