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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-28 |
| LA | RA | APPROVED | 2022-03-28 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
601 Poydras St, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raising Cane's | Metairie | LA | 09/2011 | 09/2017 |
| In School | Baton Rouge | LA | 09/2017 | 01/2018 |
| Lsu Accounting Department | Baton Rouge | LA | 01/2018 | 01/2019 |
| Vinformatix | Baton Rouge | LA | 01/2019 | 03/2020 |
| Unemployed | Baton Rouge | LA | 03/2020 | 05/2020 |
| Equitable Advisors | Austin | TX | 05/2020 | 08/2020 |
| Unemployed | Baton Rouge | LA | 08/2020 | 10/2020 |
| Perlis Clothing | Baton Rouge | LA | 10/2020 | 01/2021 |
| Unemployed | Baton Rouge | LA | 01/2021 | 07/2021 |
| Merrill Lynch | New Orleans | LA | 07/2021 | Present |
| Louisiana State University | Baton Rouge | LA | 08/2017 | 05/2021 |
| Bank Of America N.A. | New Orleans | LA | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-25 |
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