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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-30
MI RA APPROVED 2024-03-12
  • TX RA
    APPROVED
    Since 2024-04-30
  • MI RA
    APPROVED
    Since 2024-03-12

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

4805 Towne Centre Rd, Saginaw, MI 48604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saginaw MI 05/2020 Present
Agnew Construction Saginaw MI 10/2015 05/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-11
  • S66 Uniform Combined State Law Examination
    2024-03-11

View on SEC IAPD

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