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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| CA | RA | APPROVED | 2023-09-05 |
Branch Locations
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pure Ux | San Francisco | CA | 05/2019 | 08/2019 |
| The University Of Arizona | Tucson | AZ | 08/2016 | 05/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2020 | 10/2020 |
| Northwestern Mutual Investment Services Llc | San Francisco | CA | 06/2020 | 10/2020 |
| E*Trade Securities Llc | Cupertino | CA | 06/2021 | 09/2023 |
| Unemployed | Santa Cruz | CA | 10/2020 | 06/2021 |
| E*Trade Capital Management Llc | Cupertino | CA | 08/2021 | 09/2023 |
| Morgan Stanley | San Francisco | CA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-11 |
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