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Armand P Brandt

Morgan Stanley

San Francisco, CA

CRD 7254939

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
CA RA APPROVED 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • CA RA
    APPROVED
    Since 2023-09-05

Branch Locations

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pure Ux San Francisco CA 05/2019 08/2019
The University Of Arizona Tucson AZ 08/2016 05/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2020 10/2020
Northwestern Mutual Investment Services Llc San Francisco CA 06/2020 10/2020
E*Trade Securities Llc Cupertino CA 06/2021 09/2023
Unemployed Santa Cruz CA 10/2020 06/2021
E*Trade Capital Management Llc Cupertino CA 08/2021 09/2023
Morgan Stanley San Francisco CA 09/2023 Present
  • 05/2019 → 08/2019
    Pure Ux
    San Francisco, CA
  • 08/2016 → 05/2020
    The University Of Arizona
    Tucson, AZ
  • 06/2020 → 10/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2020 → 10/2020
    Northwestern Mutual Investment Services Llc
    San Francisco, CA
  • 06/2021 → 09/2023
    E*Trade Securities Llc
    Cupertino, CA
  • 10/2020 → 06/2021
    Unemployed
    Santa Cruz, CA
  • 08/2021 → 09/2023
    E*Trade Capital Management Llc
    Cupertino, CA
  • 09/2023 → Present
    San Francisco, CA
Previous Registrations
  • 2021-09-11 → 2023-09-05
    Harrisdirect Llc
    Cupertino, CA
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-11
  • S66 Uniform Combined State Law Examination
    2021-09-11
Other Names
  • Armand Brandt
  • Armand Philip Brandt

View on SEC IAPD

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