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Joseph A Cooper

Mai Capital Management, LLC

Newport Beach, CA

CRD 7254836

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Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-06-02
CA RA APPROVED 2023-05-31
TX RA APPROVED_RES 2023-05-31
  • LA RA
    APPROVED
    Since 2023-06-02
  • CA RA
    APPROVED
    Since 2023-05-31
  • TX RA
    APPROVED_RES
    Since 2023-05-31

Branch Locations

4695 Macarthur Court Suite 850, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pga Tour Affiliate Ponte Vedra Beach FL 01/2016 08/2019
Mai Capital Management, Llc Newport Beach CA 05/2023 Present
Pariax Private Wealth Management Newport Beach CA 05/2020 05/2023
Jk Sports Management Llc Newport Beach CA 09/2019 05/2020
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-10
  • S65 Uniform Investment Adviser Law Examination
    2020-08-10
Other Names
  • Joe Cooper

View on SEC IAPD

Nearby Firms

OKAPI CAPITAL, LLC
OCVC, LLC
MIG CAPITAL, LLC

Nearby Investors

WILLIAM ERIC BLANTON
Travis L. Shirley
Michael Schanna

Nearby Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA

More in Newport Beach, CA

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