Emily Faith Whooley

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → 12/2022
  First Republic Investment Management, Inc.
  Boston, MA
• 05/2020 → 12/2022
  First Republic Securities Company, Llc
  Boston, MA
• 09/2016 → 09/2019
  Factset Research Systems
  Boston, MA
• 01/2023 → Present
  Rockefeller Capital Management
  Saratoga, NY
• 01/2023 → Present
  Rockefeller Financial Llc
  Saratoga, NY

Previous Registrations

• 2021-03-02 → 2022-12-02
  J.P. Morgan Private Wealth Advisors Llc
  Boston, MA

Exams

• S66 Uniform Combined State Law Examination
  2021-02-22

Designations

• Certified Financial Planner

Other Names

• Emily Faith Mitchell
• Emily Faith Mitchell