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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-14
  • IA RA
    APPROVED
    Since 2023-06-14

Branch Locations

2201 E. Grantview Drive Suite 200, Coralville, IA 52241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St Louis MO 05/2020 02/2021
Community Health Systems Franklin TN 06/2018 05/2020
Workiva Ames IA 05/2016 05/2018
Private Client Services Creve Couer MO 02/2021 06/2023
Raymond James Financial Services, Inc. Coralville IA 06/2023 Present
Raymond James Financial Services Advisors, Inc. Coralville IA 06/2023 Present
  • 05/2020 → 02/2021
    Td Ameritrade
    St Louis, MO
  • 06/2018 → 05/2020
    Community Health Systems
    Franklin, TN
  • 05/2016 → 05/2018
    Workiva
    Ames, IA
  • 02/2021 → 06/2023
    Private Client Services
    Creve Couer, MO
  • 06/2023 → Present
    Raymond James Financial Services, Inc.
    Coralville, IA
  • 06/2023 → Present
    Coralville, IA
Other Businesses

(1) Name of Business: Pilot Wealth Address: 2201 E Grantview Dr Ste 200, Coralville, IA, 52241-3508, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/22/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: \nI work for Andrews Financial Group which is affiliated with RJFS. We do business as Pilot Wealth. I am a registered client service associate, under advisor Chad Andrews (2) Name of Business: Andrews Financial Group Address: 2201 E Grantview Dr Ste 200, Coralville, IA, 52241-3508, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/15/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I work for Raymond James Financial Services as a registered client service associate.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-02
S63 Uniform Securities Agent State Law Examination 2020-11-20
  • S65 Uniform Investment Adviser Law Examination
    2022-02-02
  • S63 Uniform Securities Agent State Law Examination
    2020-11-20
Designations
Other Names
  • Carter Allan River
  • Carter A River

View on SEC IAPD

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