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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-07-11 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
8080 N. Central Expressway Suite 1700, Dallas, TX 75206 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
209 W. College Street, Mesquite, TX 75149 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axcent Networks | Plano | TX | 05/2019 | 07/2020 |
| Florida Atlantic University | Boca Raton | FL | 05/2015 | 05/2017 |
| Tarleton State University | Stephenville | TX | 05/2017 | 05/2019 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 05/2020 | Present |
1-- INTIRETY WEALTH MANAGEMENT POSITION: Financial Representative. NATURE: DBA/Financial Services/Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2024 ADDRESS: 209 W. College Street Mesquite, TX 75149 United States. DESCRIPTION: DBA; Life Insurance sales to customers; and Financial Services. LIFE INSURANCE/ANNUITIES POSITION: Agent NATURE: Life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/03/2022 ADDRESS: 209 W College St, Mesquite TX 75149, United States DESCRIPTION: Sell life insurance and annuities when it fits a client's need.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-11 |
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