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Inactive

Carson Joseph Biber

Drake & Associates, LLC

Waukesha, WI

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Current Employers
Drake & Associates, Llc

20965 Crossroads Circle, Waukesha, WI 53186 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-10-10
  • WI RA
    APPROVED
    Since 2024-10-10

Branch Locations

20965 Crossroads Circle, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2022 02/2024
Sweet Home Wisconsin Madison WI 04/2021 03/2022
Pinnacle Gi Rochester Hills MI 04/2022 02/2024
Charles Schwab Madison WI 06/2021 08/2021
Northwestern Mutual Milwaukee WI 05/2020 06/2021
The River Club Mequon WI 01/2019 02/2020
The Stilt House Cedarburg WI 01/2016 01/2019
University Of Wisconsin - Madison Madison WI 09/2019 05/2022
Cedarburg High School Cedarburg WI 09/2015 06/2019
Self Employed Charlotte NC 07/2023 02/2024
Self Employed Charlotte NC 08/2023 02/2024
Lpl Financial Llc West Bend WI 03/2024 10/2024
Summit Cu West Bend WI 03/2024 10/2024
Drake & Associates, Llc Waukesha WI 10/2024 Present
  • 06/2022 → 02/2024
    The Vanguard Group, Inc.
    Charlotte, NC
  • 04/2021 → 03/2022
    Sweet Home Wisconsin
    Madison, WI
  • 04/2022 → 02/2024
    Pinnacle Gi
    Rochester Hills, MI
  • 06/2021 → 08/2021
    Charles Schwab
    Madison, WI
  • 05/2020 → 06/2021
    Northwestern Mutual
    Milwaukee, WI
  • 01/2019 → 02/2020
    The River Club
    Mequon, WI
  • 01/2016 → 01/2019
    The Stilt House
    Cedarburg, WI
  • 09/2019 → 05/2022
    University Of Wisconsin - Madison
    Madison, WI
  • 09/2015 → 06/2019
    Cedarburg High School
    Cedarburg, WI
  • 07/2023 → 02/2024
    Self Employed
    Charlotte, NC
  • 08/2023 → 02/2024
    Self Employed
    Charlotte, NC
  • 03/2024 → 10/2024
    West Bend, WI
  • 03/2024 → 10/2024
    Summit Cu
    West Bend, WI
  • 10/2024 → Present
    Waukesha, WI
Previous Registrations
Other Businesses

Loft Financial Advisory Group, LLC; investment related: Yes; Location of the business: 20965 Crossroads Circle, Waukesha, WI 53186; Description of the business: Licensed insurance agent in the state of Wisconsin.; Position Title: Insurance Agent; Responsibilities Duties: Offer clients advice or insurance products.; Start date with business: 03/25/2019; Hours devoted to business during trading hours: 4; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 40.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-22
  • S66 Uniform Combined State Law Examination
    2022-08-22
Other Names
  • Carson Biber

View on SEC IAPD

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