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20965 Crossroads Circle, Waukesha, WI 53186 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2022 | 02/2024 |
| Sweet Home Wisconsin | Madison | WI | 04/2021 | 03/2022 |
| Pinnacle Gi | Rochester Hills | MI | 04/2022 | 02/2024 |
| Charles Schwab | Madison | WI | 06/2021 | 08/2021 |
| Northwestern Mutual | Milwaukee | WI | 05/2020 | 06/2021 |
| The River Club | Mequon | WI | 01/2019 | 02/2020 |
| The Stilt House | Cedarburg | WI | 01/2016 | 01/2019 |
| University Of Wisconsin - Madison | Madison | WI | 09/2019 | 05/2022 |
| Cedarburg High School | Cedarburg | WI | 09/2015 | 06/2019 |
| Self Employed | Charlotte | NC | 07/2023 | 02/2024 |
| Self Employed | Charlotte | NC | 08/2023 | 02/2024 |
| Lpl Financial Llc | West Bend | WI | 03/2024 | 10/2024 |
| Summit Cu | West Bend | WI | 03/2024 | 10/2024 |
| Drake & Associates, Llc | Waukesha | WI | 10/2024 | Present |
Loft Financial Advisory Group, LLC; investment related: Yes; Location of the business: 20965 Crossroads Circle, Waukesha, WI 53186; Description of the business: Licensed insurance agent in the state of Wisconsin.; Position Title: Insurance Agent; Responsibilities Duties: Offer clients advice or insurance products.; Start date with business: 03/25/2019; Hours devoted to business during trading hours: 4; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 40.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-22 |
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